We’re seeking a proactive and detail-oriented
Business Analyst
to support the U.S. launch of a fast-growing global trading platform. This role bridges regulatory compliance and product development, helping ensure the platform meets U.S. brokerage regulations (FINRA, SEC, SIPC) while delivering a seamless user experience. You will work cross-functionally with compliance, legal, product, and engineering teams to define and deliver requirements for a fully compliant and scalable trading solution tailored to U.S. retail investors.
Details :
Experience:
3+ years as BASchedule:
Full time, remote in EuropeStart:
ASAP
English:
Fluent
Employment:
B2B Contract
Key Responsibilities
Conduct gap analysis between the global product and U.S. regulatory/brokerage requirements.Document features to disable, modify, or introduce (e.G., disabling crypto/options, enabling KYC, tax reporting).Translate U.S. regulations into clear user stories and functional specifications, including:
KYC/CIP onboarding (SSN, address, employment, ID verification, sanctions screening)Pattern Day Trader (PDT) rules and margin risk disclosuresSEC/FINRA-required agreements (e.G., Form CRS, margin agreements, extended hours disclosures)Define integration and data workflows for the clearing firm API (account opening, order routing, money movement).Support preparation of customer-facing legal documentation and disclosures with compliance/legal teams.Assist in aligning FINRA New Member Application (NMA) requirements with platform functionality.Help define and validate logic for trade confirmations, account statements, and regulatory reporting.Track requirements and tasks using tools like Jira, Confluence, and participate in agile development cycles.Coordinate closely with QA and developers to ensure implementation accuracy and regulatory compliance.What We're Looking For
3+ years of experience as a Business Analyst in fintech, brokerage, banking, or regulatory domainsSolid understanding of U.S. financial regulations (SEC, FINRA, SIPC) and retail brokerage operationsExperience working with clearing brokers, especially on KYC/AML onboarding, order routing, and funds movementStrong ability to write structured user stories, regulatory-aligned requirements, and process workflowsExcellent communication, collaboration, and stakeholder coordination skillsComfortable in a fast-paced, greenfield or startup-style environmentFluent English - MUST. You will directly communicate with client from USA and Canada.Nice to Have
Familiarity with FINRA NMA filings, Written Supervisory Procedures, or AML policy documentationExperience writing specs for API integrations and mobile/web applicationsExposure to margin trading, PDT enforcement, tax reporting, or other U.S. trading platform workflowsProficiency with Lucidchart, Figma, or similar documentation/diagramming toolsUpper-intermediate or higher English fluencyWhy Join Us
This is a rare opportunity to help build a U.S.-regulated trading platform from the ground up, backed by a successful global product and a high-performing international team. You'll work closely with a dedicated Compliance Officer and CTO, have real ownership of your work, and help bring a trusted, innovative trading experience to U.S. users—where compliance and technology go hand in hand.#J-18808-Ljbffr