Position Overview
La siguiente información tiene como objetivo proporcionar a los posibles candidatos una mejor comprensión de los requisitos para este puesto.
Deutsche Bank (DB) is committed to the highest standards of control in Compliance. The Management and all employees are required to adhere to these standards to protect DB and our reputation. The Compliance Department promotes and enforces compliance with the law, drives a culture of compliance and ethical conduct in the Bank.
You will be part of the Business Line Compliance team in Madrid, within the team that covers the investment products and services of PB Spain. You will contribute to regular monitoring, business advice, and provide support to the team in the risk assessments and NPAs (New Product Approval).
Responsibilities
Monitoring: Collaborate in the design, and execution of Monitoring controls, based on the annual monitoring plan, and assist in preparing report results to relevant Spain corporate bodies as well as to regional Compliance functions.
Risk assessments: Support in conducting regular Compliance risk assessments, considering an array of contextual data including regulation, policies, procedures, controls, training and governance structures, escalating and assisting in the remediation of identified gaps.
NPA: Provide support to the business with the required processes and controls for the application of rules and policies to specific transactions/deals and general business activities based on an understanding of business strategies and product portfolios in the context of NPA processes. Contribute to the operation of select controls by reviewing new business initiatives.
Code of Conduct and Regulatory adherence: Ensure that DB Group Code of Conduct as well as Compliance policies and procedures are reviewed and updated and communication on a timely basis, incorporating regulatory changes and industry best practice. Provide ongoing support to the business for an adequate implementation of new laws and regulations, including the provision of impact assessment.
Regulatory external/ internal reviews: Provide support to the business, other relevant control functions and the regulatory management function with the execution of ad-hoc and key Compliance project work, and the timely resolution of regulatory external/internal reviews and enquiries.
Skills
Advanced level of English and Spanish, especially in professional writing and communication.
Basic knowledge of financial regulation and market operations.
Analytical skills, critical thinking, and ability to interpret regulations.
Negotiation skills and clarity in written and oral communication.
Previous experience in compliance or control functions (minimum 2 years).
A university degree or other closely related professional qualification.
Well-being & Benefits
Emotionally and mentally balanced: We support you in dealing with life crises, maintaining stability through illness, and maintaining good mental health. Benefit from initiatives such as counseling and support in difficult life situations and a culture where you can openly speak about mental health.
Physically thriving: We support you managing your physical health by taking appropriate preventive measures and providing a workplace that helps you thrive. For example, discount in gyms, annual medical check up's, standing desks...
Socially connected: We strongly believe in collaboration, inclusion and feeling connected to open up new perspectives and strengthen our self-confidence and well-being. Benefits vary from different types of paid and unpaid leave, hybrid model of remote working (for some positions …)
Financially secure: We support you to meet personal financial goals during your active career and for the future. Benefit from meal allowance, pension contribution plans, banking services for employees, flex compensation program...
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. xpzdshu
We welcome applications from all people and promote a positive, fair and inclusive work environment.
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