An international Asset Management firm is looking for a Risk & Compliance Manager for its Madrid offices. Reporting to senior management, the selected candidate will be responsible for performing the following duties :
* Develop and maintain the company enterprise risk management framework in line with Parent Company Global’s policies and industry best practices.
* Ensure the framework is comprehensive, up-to-date, and effectively integrated into company operations.
2. Risk Identification and Assessment :
* Identify and assess risks across company.
* Develop and maintain a top risk profile for company, presenting findings and recommendations to senior management.
3. Risk and Control Self-Assessment (RCSA) :
* Lead the design and implementation of RCSA processes for 1st line teams.
* Provide guidance and tools to help teams identify, assess, and manage risks effectively.
4. Operational Incident Management :
* Oversee operational incident management processes, including impact assessment, root cause analysis, and action plan delivery.
* Ensure timely resolution of incidents and implement measures to prevent recurrence.
Compliance :
1. Regulatory Horizon Scanning :
* Conduct regulatory horizon scanning to identify emerging regulations and industry trends.
* Lead the implementation of new regulatory requirements, ensuring timely and effective compliance.
* Design and deliver the annual compliance monitoring programme for Company Spain and UK, ensuring alignment with legal and regulatory requirements and internal policies.
* Conduct regular reviews and assessments to monitor compliance and address any gaps or issues.
* Coordinate and liaise with the Compliance Officers of the UK parent company to ensure consistency of approach and share best practices.
Other :
* Collate required information and produce associated reporting to the parent Group.
* Liaise directly with the parent Group in particular on Information / Cyber Security, Data Protection, and Financial Crime policy compliance.
* Oversee sub-servicers and critical suppliers in line with internal policy.
Required skills and experience (M / F / D) :
* 8+ years of experience in a risk / compliance role within a financial or asset management institution.
* Proven experience in risk management and compliance within financial services, professional services, or broader business services.
* Strong understanding of best practices in risk management and compliance.
* Excellent analytical and problem-solving skills, with the ability to assess complex issues and develop effective solutions.
* Strong communication and presentation skills, with the ability to engage and influence stakeholders at all levels.
* Excellent verbal and written communication skills in English and Spanish
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